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SEC Fines Banks $549 Mln For Conducting Business On WhatsApp, iMessage

SEC Fines Banks $549 Mln For Conducting Business On WhatsApp, iMessage
indiawest.com - get the latest breaking news, showbiz & celebrity photos, sport news & rumours, viral videos and top stories from indiawest.com Daily Mail and Mail on Sunday newspapers.

Gurbirs grewalSanjay wadhwaWells fargoDivision of enforcementCommodity futures trading commissionExchange commissionFor conducting business on whatsappTop wall streetDeputy directorWall street

Wall Street financial firms fined combined $549 million for failure to preserve chat histories

On Wednesday, the SEC and the Commodity Futures Trading Commission (CFTC) announced they had charged 11 Wall Street firms for recordkeeping violations, with fines collectively totaling over.

Sanjay wadhwaSam bankmanCommodity futures trading commissionMoelis companyWells fargoWall streetLokey capitalSecurities americaEnforcement sanjaySam bankman friedUnited statesWall streetWells fargo

Banks hit with $549 million in fines for use of Signal, WhatsApp to evade regulators

Banks hit with $549 million in fines for use of Signal, WhatsApp to evade regulators
nbcnews.com - get the latest breaking news, showbiz & celebrity photos, sport news & rumours, viral videos and top stories from nbcnews.com Daily Mail and Mail on Sunday newspapers.

Societe generaleSanjay wadhwaLaurie kightHoulihan lokeyWells fargoExchange commissionMorgan stanleyGoldman sachsCommodity futures trading commissionWall streetMizuho securities

SEC gov | SEC Charges 11 Wall Street Firms with Widespread Recordkeeping Failures

SEC gov | SEC Charges 11 Wall Street Firms with Widespread Recordkeeping Failures
sec.gov - get the latest breaking news, showbiz & celebrity photos, sport news & rumours, viral videos and top stories from sec.gov Daily Mail and Mail on Sunday newspapers.

New yorkUnited statesSan franciscoOsman nawazKarolina klyuchnikovaSanjay wadhwaAlisonr levineGurbirs grewalJeremy pendreyAustin thompsonJasonh leeThomasp smith jrZachary sturgesSan francisco regional officeWells fargo bankWells fargo clearing services

SEC Charges 11 Wall Street Firms with Widespread Recordkeeping Failures

SEC Charges 11 Wall Street Firms with Widespread Recordkeeping Failures
streetinsider.com - get the latest breaking news, showbiz & celebrity photos, sport news & rumours, viral videos and top stories from streetinsider.com Daily Mail and Mail on Sunday newspapers.

New yorkUnited statesSan franciscoOsman nawazJeremy pendreyThomasp smith jrAustin thompsonAlisonr levineZachary sturgesJasonh leeKarolina klyuchnikovaGurbirs grewalSanjay wadhwaWells fargo securitiesWells fargo advisors financial networkSan francisco regional office