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SEC gov | SEC Charges New Jersey-Based ETF Manager for Fraudulent Conduct and Bars Founder

SEC gov | SEC Charges New Jersey-Based ETF Manager for Fraudulent Conduct and Bars Founder
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ETF Managers Group Statement in Response to SEC Press Release

ETF Managers Group Statement in Response to SEC Press Release
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Samuel masucciManagers groupUs securities exchange commissionManagers group statement in responseGroup statementExchange commission

ETF Managers CEO Masucci Resigns Amid SEC Investigation

The ETFMG founder’s departure is tied to a potential probe into nondisclosure of conflicts of interest.

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ETF Managers Group CEO Samuel Masucci Steps Down Amid SEC Probe And Alleged Conflicts Of Interest - Amplify ETF Trust Amplify BlackSwan Growth & Treasury Core ETF (ARCA:SWAN), ETFMG Alternative Harvest ETF (ARCA:MJ)

ETF Managers Group founder and CEO Samuel Masucci resigned from his role as chief executive and other related positions as part of a settlement with the Securities and Exchange Commission (SEC), which notified him of its decision to bring a civil action stemming from a probe into the company’s cannabis exchange-traded fund.

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Form 424B3 ETF Managers Group Commo

Form 424B3 ETF Managers Group Commo
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New yorkUnited statesUnited kingdomCity ofHong kongState of delawareNew jerseyUnion countyUniversity of rochesterRepublic of chinaTaiwan generalState of new yorkWithumsmith brownJohn kartsonasMatthewj brombergSamuelr masucci