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The AFSL regime should not be 'one size fits all'

The Stockbrokers and Financial Advisers Association (SAFAA) has urged the Australian Law Reform Commission (ALRC) to consider stockbrokers as distinct from financial planners and not apply a “one size fits all” approach. ....

Judith Fox , A Financial Services Legislation , Financial Advisers Association , Australian Financials Services License , Australian Law Reform Commission , Interim Report , Financial Services Legislation , Advice Review , Judith Fox ,

Extra costs likely if wholesale test amendments go ahead: SAFAA

Advisers who have moved away from servicing retail clients could struggle and require further costs and education if a move goes ahead to reclassify wholesale investors, according to the Stockbrokers and Financial Advisers Association. ....

Financial Advisers Association , Professional Year , Judith Fox ,

SAFAA calls for PI consultation | Money Management

The organisation believes a review into professional indemnity insurance is crucial before a compensation scheme of last resort can be filed, in order to identify sources of unpaid determinations. ....

Judith Fox , Hayne Royal Commission , Financial Advisers Association , Senate Standing Committee On Economics , Senate Standing Committee , Nri Insurance ,