Stay updated with breaking news from Review rule. Get real-time updates on events, politics, business, and more. Visit us for reliable news and exclusive interviews.
On August 23, the Securities and Exchange Commission (SEC) passed a final rule significantly increasing oversight and expanding compliance obligations for all private fund advisers,. ....
On August 23, 2023, the Securities and Exchange Commission (the "SEC") enacted new rules and amendments (the "Final Rules") under the Investment Advisers Act of 1940, as amended (the "Advisers Act"). ....
On December 14, 2022, the SEC adopted amendments and form updates relating to several topics first previewed in its proposed rulemaking on January 13, 2022. ....
Affected individuals should review their 10b5-1 plans and Section 16(a) Reporting practices to ensure they comply with the new regulations. Directors, officers and other. ....
The federal False Claims Act FCA remained in flux in 2022, marked by significant activity at the appellate level. DOJ’s enforcement of the FCA remained robust, headlined by a $900 million settlement with Biogen, Inc. arising out of an Anti-Kickback Statute violation. ....