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NAFCU Reg Alert examines CFPB RFI on relationship banking and customer service

NAFCU Friday sent members a Regulatory Alert regarding the CFPB’s request for information (RFI) soliciting comment on how consumers can assert the right ....

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NAFCU Reg Committee convenes on FinCEN's NAL ANPRM, NCUA's DLT guidance, more

NAFCU’s Regulatory Committee met Tuesday and discussed several proposals that are open for comment from federal financial regulators, including the NCUA, ....

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Financial Markets and Funds Quick Take - Issue 3 | Katten Muchin Rosenman LLP

Regulatory Alert! A Joint Audit Committee Reminder to FCM Legal and Compliance Personnel - The Joint Audit Committee (JAC) is a club of futures exchanges, in their. ....

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Financial Markets and Funds Quick Take

JAC is a club of futures exchanges, in their capacities as SROs. Under a delegation of authority from the CFTC, the JAC monitors and examines member FCMs for compliance with financial, reporting and risk management requirements adopted by member SROs and the CFTC. ....

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Regulatory Alert! A Joint Audit Committee Reminder to FCM Legal and Compliance Personnel

The JAC is a club of futures exchanges, in their capacities as self-regulatory organizations. Under a delegation of authority from the CFTC, the JAC… ....

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