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Regulatory Update and Recent SEC Actions October 2023

Regulatory Update and Recent SEC Actions October 2023
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SEC Adopts Private Fund Adviser Reforms | Miller & Martin PLLC

On August 23, 2023, the Securities and Exchange Commission (the “SEC”) adopted new rules and rule amendments (collectively, the “Rules”) under the Investment Advisers Act of 1940, as. ....

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SEC Proposal - Private Fund Adviser Rules - Finance and Banking

On February 9, 2022, more than a decade after the Dodd-Frank Wall Street Reform and Consumer Protection Act of 2010 increased the Securities and Exchange Commission's (the "SEC") oversight of advisers. ....

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SEC Proposal - Private Fund Adviser Rules | Foley Hoag LLP

On February 9, 2022, more than a decade after the Dodd-Frank Wall Street Reform and Consumer Protection Act of 2010 increased the Securities and Exchange Commission’s (the “SEC”). ....

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