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Financial institutions general regulatory news, April 2021 # 3 | Hogan Lovells

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Recent regulatory developments of interest to most financial institutions, including updates from the UK government, PRA, FCA, JMLG and the European Commission.
Contents
UK FinTech and financial services plans
LC&F compensation scheme and complaints to FCA
Lessons from Greensill Capital: Treasury Committee inquiry
Diversity: BoE launches Meeting Varied People initiative
PRA authorisations: updates on rule waivers and modifications and CRR and Solvency II permissions
UK Investment Firms Prudential Regime: FCA second consultation CP21/7
FCA transformation programme: update to HM Treasury
FCA appoints sustainability and technology directors
FCA regulated fees and levies for 2021/22: CP21/8 ....

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Funds and asset management regulatory news, April 2021 # 2 | Hogan Lovells

Selected UK and EU regulatory updates of interest to the funds and asset management sector.
Contents:
FCA approach to handling of Connaught complaints about FSA/FCA
Following the report of Raj Parker s Independent Review into the FSA and FCA s handling of the Connaught Income Fund Series 2 and connected companies , the Financial Conduct Authority (FCA) has published a statement setting out its approach to assessing complaints relating to the Financial Services Authority s (FSA) and FCA s handling of the Connaught Income Fund Series 1.
The FCA advises that most complaints received from investors concerning the FSA and FCA s actions in its handling of the collapse of the fund were investigated, determined with decision letters and closed in 2017. At that time, complainants were informed of their right, if they were dissatisfied with the FCA s decision, to refer their complaint to the Office of the Complaints Commissioner. ....

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UK Financial Conduct Authority Sets Out Approach To Assessing Connaught Complaints

UK Financial Conduct Authority Sets Out Approach To Assessing Connaught Complaints
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El tenista argentino Franco Feitt, suspendido de por vida

El tenista argentino Franco Feitt, suspendido de por vida
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Franco Feitt, el tenista argentino suspendido de por vida por arreglar partidos

Franco Feitt, el tenista argentino suspendido de por vida por arreglar partidos
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