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CSPAN3 Financial Industry Regulatory Authority October 6, 2017

See certain the Congressional Black Caucus foundation discussion is available on cspan. Org. Well leave this and take you to a discussion in washington on financial regulations and their role in the u. S. Economy. Youll hear from robert cook, president and chief executive officer of the financial industry regulatory authority. Live coverage here on cspan3. Robert and i talking about developments. Were going to have you, the audience, become part of the discussion. Let me take a minute or two to discuss or frame our discussion and then introduce robert. A regulator of central importance although not widely understood and a lot of people dont know a lot of things about it. It is commonly called a Self Regulatory Organization or sro. Its a delaware not for profit corporation. It is not a Government ....

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Fiduciary Rule Lawsuit Leans on Past Court Strike-Down

An advocacy group for independent insurance advisers alleges the DOL’s Retirement Security Rule is similar to a proposal struck down by federal appeals court. ....

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DOL Fiduciary Rule Faces First Lawsuit in Texas Court

The Federation of Americans for Consumer Choice and several co-plaintiffs filed a lawsuit in Texas opposing the DOL fiduciary rule. ....

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Second Lawsuit Challenges DOL On Investment Advice Rule

A second lawsuit in one week challenges the Department of Labor's authority to enforce its Investment Advice Rule governing transactions involving retirement account dollars. ....

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Industry Trade Group Sues The DOL Over Encroaching Fiduciary Standard

The DOL’s Investment Advice Rule, which takes full effect this week, broadens the agency interpretation of who is considered a fiduciary, which the lawsuit contends is contrary to an earlier decision of the Fifth Circuit Court of Appeals. ....

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