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ISDA/SIFMA/IIB SBS Comment Letters To SEC

<p><span>On March 21, ISDA, the Institute of International Bankers (IIB) and the Securities Industry and Financial Markets Association (SIFMA) submitted comment letters to the Securities and Exchange Commission (SEC) on three proposed security-based swaps (SBS) rules under the Securities Exchange Act of 1934: 1. Proposed Rule 15Fh-4(c) </span><em>Prohibition Against Undue Influence over Chief Compliance Officers</em><span>, 2. Proposed Rule 10B-1 </span><em>Position Reporting of Large Security-Based Swap Positions</em><span> and 3. Proposed Rule 9J-1 </span><em>Prohibition Against Fraud, Manipulation or Deception in Connection with Security-Based Swaps</em><span>.</span></p> ....

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U.S. SEC Proposes Amendments to Beneficial Ownership Reporting Rules | Morrison & Foerster LLP

On February 10, 2022, the U.S. Securities and Exchange Commission (the SEC) proposed amendments[1] to the rules governing beneficial ownership reporting under Sections 13(d) and 13(g). ....

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SEC Proposes to Shorten Beneficial Ownership Reporting Deadlines, Expand Scope — How Will It Affect You?

SEC Proposes to Shorten Beneficial Ownership Reporting Deadlines, Expand Scope — How Will It Affect You?
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