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Remarks by Assistant Secretary for Financial Markets Joshua Frost on Recent Progress by the Inter-Agency Working Group on Treasury Market Surveillance at the Federal Reserve Bank of New York's Annual Primary Dealer Meeting

Remarks by Assistant Secretary for Financial Markets Joshua Frost on Recent Progress by the Inter-Agency Working Group on Treasury Market Surveillance at the Federal Reserve Bank of New York's Annual Primary Dealer Meeting
marketswired.com - get the latest breaking news, showbiz & celebrity photos, sport news & rumours, viral videos and top stories from marketswired.com Daily Mail and Mail on Sunday newspapers.

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Under the spotlight: The implications of the FCA's proposed new oversight strategy for principal trading firms

The FCA’s ‘supervisory strategy for Principal Trading Firms (PTF)’ letter – circulated to chief executives last month – highlighted five key areas of focus… ....

Principal Trading Firms , Wholesale Broker Letter , Reaking News ,

TECH TUESDAY: A Regulatory View of PTFs - Traders Magazine

TECH TUESDAY: A Regulatory View of PTFs - Traders Magazine
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United Kingdom , Tony Sio , United Kingdom Financial Conduct Authority , Exchange Commission , Exchange Act Rule , Financial Industry Regulatory Authority , Principal Trading Firms , Financial Conduct Authority , Exchange Act , Options Order Protection , Crossed Market Plan ,

Factbox-How the US SEC is overhauling the fund industry

The U.S. Securities and Exchange Commission, led by chair Gary Gensler, on Wednesday voted to overhaul private fund rules, one of several rule changes the agency has targeted at the country's funds sector. The SEC on Wednesday finalized a sweeping overhaul of private rules with the aim of increasing transparency and fairness in the industry which oversees more than $20 trillion in assets. The SEC in July finalized rules aimed at increasing the resilience of the $5.5 trillion money market fund industry. ....

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Factbox-How the US SEC is overhauling the fund industry

Factbox-How the US SEC is overhauling the fund industry
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United States , Chizu Nomiyama , Gary Gensler , Chris Prentice , Exchange Commission , Principal Trading Firms ,