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SEC Predictive Analytics Proposal Targeted by Senate Republicans

The proposal has been widely criticized by the financial industry for being too broad in its application. ....

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Senate bill would block SEC rule to regulate technology in financial services

Senate bill would block SEC rule to regulate technology in financial services
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Financial Technology Association: Senators Hagerty And Cruz Introduce The Protecting Innovation In Investment Act To Support Consumer Access To Fintech

Financial Technology Association: Senators Hagerty And Cruz Introduce The Protecting Innovation In Investment Act To Support Consumer Access To Fintech
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Annual Update of Form ADV and Recent Regulatory Changes Affecting Advisers (UPDATED) | Quarles & Brady LLP

As a reminder, each registered investment adviser must file an annual updating amendment to its Form ADV within 90 days of its fiscal year end. This means an adviser with a December 31. ....

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2024 Regulatory Update for Investment Advisers | Miller Canfield

In 2023, the Securities and Exchange Commission issued various proposed rules on regulatory changes that will affect SEC-registered investment advisers (RIAs). Since these rules are. ....

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