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Phil Bak Letter On Finra 22-08

I appreciate FINRA’s efforts to involve the public in the regulatory process and the opportunity to submit a public comment regarding Regulatory Notice 22-08. ....

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Building Board Diversity: FINRA's Ongoing Commitment

Building Board Diversity: FINRA's Ongoing Commitment
finra.org - get the latest breaking news, showbiz & celebrity photos, sport news & rumours, viral videos and top stories from finra.org Daily Mail and Mail on Sunday newspapers.

United States , Kathy Murphy , Deborah Bailey , Wendy Lanton , Robert Cook , George Floyd , Jennifer Piorko Mitchell , Eileen Murray , Marcia Asquith , Kaitlyn Kiernan , Linde Murphy , Amy Weber , Camille Busette , York Stock Exchange , Foundation Board , Board Nominating Committee , Governance Committee , Small Firm Advisory Committee , Office Of The Corporate Secretary , National Adjudicatory Council , Racial Justice Task , New York Stock Exchange , Executive Vice President , External Relations , Vice President , Corporate Governance ,

Special Notice – 4/28/21 | FINRA.org

2021 Election Process Overview
Summary
FINRA conducts annual elections to fill positions on its Regional Committees, the Small Firm Advisory Committee (SFAC), the National Adjudicatory Council (NAC)
1 and the FINRA Board of Governors (FINRA Board). This
Notice provides:
an overview of each elected vacancy to be filled in 2021; and
a summary of how eligible individuals can become candidates for election.
FINRA will issue an
Election Notice describing the nomination and election procedures for each specific election at the start of each election cycle. Individuals interested in being considered for nomination to positions on the Regional Committees, SFAC, NAC or FINRA Board may submit an indication of interest through FINRA’s online Engagement Portal. ....

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