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SEC Commissioner Hester M. Peirce Provides Insights as Guest Speaker on The Securities Compliance Podcast: Compliance in Context


SEC Commissioner Hester M. Peirce Provides Insights as Guest Speaker on The Securities Compliance Podcast: Compliance in Context
01/19/2021 | 04:06pm EDT
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Cincinnati, Jan. 19, 2021 (GLOBE NEWSWIRE) Hester M. Peirce, Commissioner with the Securities and Exchange Commission, was interviewed on Episode 10 of
Peirce spoke in-depth on a variety of topics such as Chief Compliance Officer (CCO) liability, outsourced CCOs, the new Marketing Rule, and cryptocurrencies. She also spoke about the new presidential administration, which will bring in a new SEC Chair and Head of Enforcement, and whether she anticipates a slowdown in dialogue between the regulators and the industry on the issue of CCO liability.  ....

New York , United States , Lex Mundi , Hesterm Peirce , Patrickd Hayes , Exchange Commission , National Society Of Compliance Professionals , Calfee Strategic Solutions , Halter Griswold , Thesecurities Compliance Podcast , National Society , Compliance Professionals , Senior Counsel , Investment Management , Chief Compliance Officer , Marketing Rule , Securities Compliance Podcast , Apple Podcast , Google Podcast , Chambers United States , Employee Benefits , Executive Compensation , General Commercial Litigation , Intellectual Property , Real Estate , Private Wealth ,

Calfee Halter & Griswold LLP (via Public) / SEC Commissioner Hester M. Peirce Provides Insights as Guest Speaker on The Securities Compliance Podcast: Compliance in Context


Peirce spoke in-depth on a variety of topics such as Chief Compliance Officer (CCO) liability, outsourced CCOs, the new Marketing Rule, and cryptocurrencies. She also spoke about the new presidential administration, which will bring in a new SEC Chair and Head of Enforcement, and whether she anticipates a slowdown in dialogue between the regulators and the industry on the issue of CCO liability.
The Securities Compliance Podcast: Compliance in Context is designed as a personal master class for the securities industry s legal and compliance professionals. The podcast embodies Hayes passion for combining the technical expertise shared by industry thought leaders and innovators with the practical experience of industry professionals and key decision makers. ....

United States , Hesterm Peirce , Patrickd Hayes , Exchange Commission , National Society Of Compliance Professionals , Halter Griswold , Thesecurities Compliance Podcast , National Society , Compliance Professionals , Senior Counsel , Investment Management , Chief Compliance Officer , Marketing Rule , Securities Compliance Podcast , Apple Podcast , Google Podcast , Calfee Halter Griswold Llp Via Public Sec Commissioner Hesterm Peirce Provides Insights As Guest Speaker On The Securities Compliance Podcast In Context , ஒன்றுபட்டது மாநிலங்களில் , பரிமாற்றம் தரகு , தேசிய சமூகம் ஆஃப் இணக்கம் ப்ரொஃபெஶநல்ஸ் , ஹால்டர் கிரிஸ்வோல்ட் , தேசிய சமூகம் , இணக்கம் ப்ரொஃபெஶநல்ஸ் , மூத்தவர் ஆலோசனை , முதலீடு மேலாண்மை , தலைமை இணக்கம் அதிகாரி ,