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SEC: Public Comments On Providers Acting As Investment Advisers

Securities and Exchange Commission Request for Comment on Certain Information Providers Acting as Investment Advisers.1 The Request if for what the SEC refers to as information providers or providers: index providers; model portfolio providers; and pricing services. ....

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SEC Proposes New Rules for SPACs

On March 30, 2022, the U.S. Securities and Exchange Commission proposed new rules and amendments regarding special purpose acquisition companies shell companies, and disclosure related to projections. ....

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