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SEC Re-Proposes a Rule Prohibiting Conflicts of Interest in Certain Securitizations | Cadwalader, Wickersham & Taft LLP

On January 25, 2023, the Securities and Exchange Commission (“SEC” or “Commission”) issued a release (the “Re-Proposal”) proposing Rule 192 under the Securities Act of 1933, as amended. ....

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SEC Proposes Rule Prohibiting Conflicts of Interest... Again

The SEC issued a release proposing Rule 192 under the Securities Act a rule that is designed to prohibit material conflicts of interest” in certain securitizations. Rule 192 is intended to supersede proposed Rule 127B, which was proposed on September 19, 2011 but never adopted. ....

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