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Traders Magazine
By Christopher Wooten, EVP, NICE 
When the pandemic hit, we certainly sensed there would be a strong impact on our social lives. But what was not immediately apparent was the extent that Wall Street and its regulated financial services employees would be affected. The work-from-home revolution had arrived, and now one year later its influence has become evident.
Unfortunately
 the remote work that ensued, particularly among traders, created an environment that became more susceptible to market abuse. Regulators around the world, like the Financial Industry Regulatory Authority (FINRA), the Hong Kong Monetary Authority (HKMA), and the Financial Conduct Authority (FCA), found that scenarios like insider dealing became easier because many regulated employees weren’t being physically monitored on a trade floor any longer or certainly as directly.    ....

Hong Kong , Julia Hoggett , Christopher Wooten , Wave Of New Communications Channels , Quadrant Knowledge Solutions , Financial Industry Regulatory Authority , Financial Conduct Authority , Hong Kong Monetary Authority , Wall Street , Market Oversight , Real Time Surveillance , New Communications Channels , ஹாங் காங் , கிறிஸ்டோபர் வூடென் , நால்வர் அறிவு தீர்வுகள் , நிதி தொழில் ஒழுங்குமுறை அதிகாரம் , நிதி நடத்தை அதிகாரம் , ஹாங் காங் பண அதிகாரம் , சுவர் தெரு , சந்தை ஓவர்‌ஸைட் , ரியல் நேரம் கண்காணிப்பு ,