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PRIMER: Regulation Best Interest
IFLR’s latest free-to-read primer looks at Securities and Exchange Commission’s Regulation Best Interest, addressing what it is, what it does and related retail investor protection issues
April 07 2021
Regulation Best Interest (Reg BI) is a Securities and
Exchange Commission (SEC) package of rules aimed at improving the quality and
transparency of retail investors’ interactions with investment advisers and
broker-dealers.  
IFLR’s latest free-to-read primer looks at the rule,
addressing what it is, what it does and related retail investor protection
issues.
What is Regulation
Best Interest?
The rule, adopted in 2019, requires
that investment recommendations by advisers and broker-dealers are made in the customers’ ....

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