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Court resurrects fiduciary duty claim against investment advisors

Decision should be a 'wake-up call' to advisors: lawyer ....

Michael Mckiernan , Javier Sanchez , John Fabello , Kate Findlay , Nancy Mehrad , Ontario Superior Court , Mutual Fund Dealers Association Of Canada , Aird Berlis , International Capital Management Inc , Ontario Divisional Court , Divisional Court , International Capital Management , Mutual Fund Dealers Association , Superior Court , Appeal Court , Registrant Law , Sanchez Defendant ,

Many conflict-of-interest practices deficient, finds securities regulators' report

Conflicts tend to arise from internal compensation arrangements, says CSA and CIRO ....

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Securities Administrators' new business plan show devotion to preserving investor confidence: lawyer

The CSA's new business plan prioritizes client focus reforms, ESG and other regulatory changes ....

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Former industry exec David Singh sentenced to three and half years in jail for defrauding investors

Justice Mara Greene ordered Singh to pay restitution of more than $4.8 million ....

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Former industry exec David Singh sentenced to three and half years in jail for defrauding investors

Justice Mara Greene ordered Singh to pay restitution of more than $4.8 million ....

Jeff Kehoe , Nancy Mehrad , David Singh , Justice Greene , Justice Mara Greene , Ontario Court , Rockfort Mortgage Investment Corporation , Greenview Capital Mortgage Investment Corporation , Ontario Securities Commission , Ontario Court Justice Mara Greene , Ministry Of The Attorney , Fortune Financial , Court Justice Mara Greene , Ontario Securities Act , Registrant Law , Securities Act , Attorney General ,