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年内近700家注销 18万亿私募规范提速_中国经济网——国家经济门户

　　年内数十家私募吃罚单　　江苏证监局近日公布的一份行政处罚决定书显示，亿鑫投资管理扬州有限公司（以下简称“亿鑫投资”）存在向投资者提供虚假信息，从事损害基金财产和投资者利益的投资活动并从中牟取利益等违法事实，对亿鑫投资给予警告，并处以三万元罚款，对该公司时任法定代表人、执行董事王兆平给予警告，并处以三万元罚款。　　私募机构合规问题是近年来监管层的关注重点。《经济参考报》记者根据地方证监局网站初步统计发现，截至发稿，今年以来有37家私募基金被采取行政监管措施或收到行政处罚决定书，其中，北京、深圳分别有14家和10家。从违规事由看，向非合格投资者募集资金行为、私募基金产品募集完成后未在中国证券投资基金业协会办理备案手续、未按照合同约定及相关规定向投资者披露信息、

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年内近700家注销 18万亿私募规范提速_基金_金融频道首页_财经网 - CAIJING COM CN

年内数十家私募吃罚单江苏证监局近日公布的一份行政处罚决定书显示，亿鑫投资管理扬州有限公司（以下简称“亿鑫投资”）存在向投资者提供虚假信息，从事损害基金财产和投资者利益的投资活动并从中牟取利益等违法事实，对亿鑫投资给予警告，并处以三万元罚款，对该公司时任法定代表人、执行董事王兆平给予警告，并处以三万元罚款。私募机构合规问题是近年来监管层的关注重点。《经济参考报》记者根据地方证监局网站初步统计发现，截至发稿，今年以来有37家私募基金被采取行政监管措施或收到行政处罚决定书，其中，北京、深圳分别有14家和10家。从违规事由看，向非合格投资者募集资金行为、私募基金产品募集完成后未在中国证券投资基金业协会办理备案手续、未按照合同约定及相关规定向投资者披露信息、向投资者承诺

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年内近700家注销 18万亿元私募规范提速-时代财经-北方网

年内近700家注销 18万亿元私募规范提速-时代财经-北方网
enorth.com.cn - get the latest breaking news, showbiz & celebrity photos, sport news & rumours, viral videos and top stories from enorth.com.cn Daily Mail and Mail on Sunday newspapers.

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年内近700家注销 18万亿私募规范提速_天天基金网

年内近700家注销 18万亿私募规范提速_天天基金网
eastmoney.com - get the latest breaking news, showbiz & celebrity photos, sport news & rumours, viral videos and top stories from eastmoney.com Daily Mail and Mail on Sunday newspapers.

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A股市场宁波样本：近三成公司问鼎国家级单项冠军——专访宁波证监局局长王瑞媛 _ 证券时报网
stcn.com - get the latest breaking news, showbiz & celebrity photos, sport news & rumours, viral videos and top stories from stcn.com Daily Mail and Mail on Sunday newspapers.

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