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Swap Dealer Pays Over $6.8 Million for Violations of Swap Dealer Business Conduct Standards

Swap Dealer Pays Over $6.8 Million for Violations of Swap Dealer Business Conduct Standards
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Ian Mcginley , Commodity Futures Trading Commission , Commodity Exchange Act , Mizuho Capital Markets , Hedgeco Net , New York Based , Swap Dealer Business Conduct Standards , Business Conduct Standards , Enforcement Ian ,

CFTC Enforcement Action Shows a Sharp Focus on Pre-Hedging Disclosures | Skadden, Arps, Slate, Meagher & Flom LLP

On April 25, 2023, in In re Mizuho Capital Markets LLC, CFTC No. 23-24, the Commodity Futures Trading Commission (CFTC) issued an enforcement settlement order suggesting potentially. ....

Commodity Futures Trading Commission , Commodity Exchange , Meagher Flom , Mizuho Capital Markets , Commodity Exchange Act ,