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FINRA in shock proposal to allow predicted returns in marketing

SEC reviewing submission to allow "useful" projected performance.

Stephen hallFinancial markets associationFinancial industry regulatory authority incInvestment companyLinden thomas advisory servicesAdvisory groupExchange commissionAssociates financial groupFinancial industry regulatory authorityBetter marketsFinancial timesBanorte asset managementElm partners managementMcelhenny sheffield capital managementTrowbridge capitalSecurities industry

New Definition of Qualified Client Takes Effect, FINRA Speaks on Best Execution, Margin Requirements and Private Placements and More: Regulatory Update for August 2021 | Foreside

New Definition of Qualified Client Takes Effect, FINRA Speaks on Best Execution, Margin Requirements and Private Placements and More: Regulatory Update for August 2021 | Foreside
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