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FINRA in shock proposal to allow predicted returns in marketing

SEC reviewing submission to allow "useful" projected performance. ....

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New Definition of Qualified Client Takes Effect, FINRA Speaks on Best Execution, Margin Requirements and Private Placements and More: Regulatory Update for August 2021 | Foreside

New Definition of Qualified Client Takes Effect, FINRA Speaks on Best Execution, Margin Requirements and Private Placements and More: Regulatory Update for August 2021 | Foreside
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