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Top News In Max Schatzow Today - Breaking & Trending Today

Rise of hourly planning fees bumps up against state regulators

State regulators are ‘capping fee levels below market rates, and there’s no way for the advisor to respond,’ said Michael Kitces. ....

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SEC Nearly Doubles Its Crypto and Cyber Enforcement Staff

The SEC is nearly doubling the staff for the Enforcement Division’s Crypto Asset and Cyber Unit by 20 positions. ....

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Max Schatzow on the SEC's New Rules for Advisor Marketing in 2022

Max Schatzow, the founder of RIA Lawyers, dissects the new rules and compliance regulations surrounding marketing for advisors. ....

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The Big Mistake That Exposes Breakaway Advisors to Lawsuits

Too many brokers and advisors skip a crucial step when joining a firm legal experts like Brian Hamburger say. ....

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New Law Firm Touts Compliance Aid for Middle-Market RIAs

RIA Lawyers, founded by attorneys Max Schatzow, Cary Kvitka and Ryan Walter, will work with mid-level RIAs with AUM between $100 million and $10 billion. ....

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