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Statement on Short Position and Short Activity Reporting by Institutional Investment Managers

Statement on Short Position and Short Activity Reporting by Institutional Investment Managers Commissioner Mark T. Uyeda October 13, 2023 ....

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SEC Sues Company For Unregistered Offerings Of NFTs | Shearman & Sterling LLP

On September 13, 2023, the U.S. Securities and Exchange Commission brought a settled enforcement action against Stoner Cats 2 LLC for raising approximately $8 million through an. ....

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[Hybrid Event] 55th Annual Institute on Securities Regulation - November 6th - 8th, New York, NY | Practising Law Institute (PLI)

Why You Should Attend - The Institute on Securities Regulation brings together the nation’s leading securities and corporate legal experts to deliver practical informatio. ....

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SEC shortens disclosure requirements for beneficial ownership

SEC shortens disclosure requirements for beneficial ownership
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Statement on Modernization of Beneficial Ownership Reporting

Statement on Modernization of Beneficial Ownership Reporting Commissioner Mark T. Uyeda October 10, 2023 ....

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