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Intercontinental Exchange to pay fine to settle SEC complaint related to cyber intrusion

Intercontinental Exchange Inc. has agreed to pay a $10 million penalty to settle a civil complaint by the Securities and Exchange Commission that it d

United statesHester peirceFranklind rooseveltMark uyedaIntercontinental exchangeCommissioners hester peirceNew dealPresident franklin

SEC fines New York Stock Exchange owner $10 million for 2021 cyber intrusion

SEC fines New York Stock Exchange owner $10 million for 2021 cyber intrusion
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Mark uyedaHester peirceGurbir grewalEnforcement divisionExchange commissionIntercontinental exchangeNew york stock exchangeYork stock exchangeRegulatory systems complianceIntegrity ruleRecorded future news

Commissioners Peirce, Uyeda Slam SEC s $10 Million Penalty Targeting Intercontinental Exchange (ICE) Describes It As A Tool To Generate Year End Statistics, An Over-Reaction

The Securities and Exchange Commission (SEC) has penalized the Intercontinental Exchange (NYSE:ICE), the operator of the New York Stock Exchange, for failing

Hester peirceMark uyedaYork stock exchangeNew york stock exchangeExchange commissionIntercontinental exchangeRegulation systems complianceCommissioners hester peirceCommissioners peirce

SEC and FinCEN Propose Rules to Impose Customer Identification Program Obligations on Certain Investment Advisers | BCLP

SEC and FinCEN Propose Rules to Impose Customer Identification Program Obligations on Certain Investment Advisers | BCLP
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Leighton paisnerMarkt uyedaMark uyedaExchange commissionInvestment adviser associationInvestment advisers associationFinancial crimes enforcement networkVerification proceduresIdentity verificationGovernment listsCustomer notificationIdentification programsRegistered investment advisersExempt reporting advisersCave leighton paisnerCustomer identification programs

Breaking News: SEC Set to Decide Fate of Spot Ether ETFs – Investors Await Game-Changing Decision

The upcoming SEC vote on spot Ether ETFs is highly anticipated within the cryptocurrency community.

United statesGary genslerHester peirceCaroline crenshawMark uyedaJames seyffartEric balchunasBitcoin etfsJaime lizDivision of enforcementExchange commissionRussian asset confiscationUrges global caution amidst escalating