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银河证券营业部或违反监管要求利用第三方揽购买"有效户"！ _ 东方财富网

根据知情人士向《红周刊》记者爆料，银河证券江苏分公司为完成增量业绩，明显存在通过第三方渠道“买户”的情形(详细情形已发布于8月14日《红周刊》，原标题为《银河证券转型困局》，作者惠凯)。 ....

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头部券商员工被曝违规购买"有效户"！为避税个别营业部大宗交易存争议 _ 东方财富网

在近年券商“佣金战”日趋激烈下，特别是2020年进一步放开海外券商进入门槛后，国内不少经纪型券商在经营上颇感压力。目前来看，国内券商的同质化经营情况直接导致行业内卷现象明显，而业绩考核和“低佣金”压力下，有多家券商基层员工不得不违规经营，譬如以经纪业务为核心的银河证券就有类似问题。 ....

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