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Edward Jones discrimination suit turns scrutiny on DEI promises

The firm could be roasted on the coals of its own publicly shared goals for increased hiring and support for diverse advisors, as well as its internal data that allegedly tracks related metrics. ....

United States , New York , Jaime Jimmy Gaona , Edward Jone Goodknight , Edward Jones , Duane Morris , Saba Bireda , Georgea Hanson , Blair Zigler , Jenice Malecki , Stueve Siegel Hanson , George Floyd , Kathryn Katie Dixon , Employment Opportunity Commission , Smith Barney , Merrill Lynch , Morgan Stanley , Sanford Heisler Sharp , Edward Jone , Inclusion Leader , Financial Planning , Malecki Law , Equal Employment Opportunity Commission , Wayne Bland , Financial Designs , Regulation And Compliance ,

Cetera ordered to pay broker $3M in FINRA arbitration case

A 38-year veteran financial advisor won a significant award in FINRA arbitration after a brokerage claimed he made unauthorized trades. ....

United States , Steven Gomberg , Fasanella Brokercheck , Robert Herskovits , Lynch Thompson , Gerald Fasanella , Jenice Malecki , Disclosure Department , Cetera Financial Group , Cetera Advisors , Fargo Advisors , Heron Financial Partners , Herskovits Attorneys , Malecki Law , Central Registration Depository , Regulation And Compliance ,