Live Breaking News & Updates on Lina Maria Garcia

Stay updated with breaking news from Lina maria garcia. Get real-time updates on events, politics, business, and more. Visit us for reliable news and exclusive interviews.

Miami RIA execs to pay $6m to settle SEC fraud charges

Ramiro Sugranes and Lina Maria Garcia, the heads of Miami firm UCB Financial Advisers, have reached an agreement with the US regulator to settle charges they ran an alleged ‘cherry-picking’ scheme, which defrauded their clients of millions. ....

United States , Lina Maria Garcia , Mark David Hunter , Hunter Taubman Fischer Li , Ramiro Sugranes , Exchange Commission , Apollo Bank , David Hunter , Hunter Taubman Fischer , Insigneo Securities , Pershing Securities ,

Second Miami advisor charged in $4.6M cherry-picking scheme

Lina Maria Garcia, president and chief compliance officer of UCB Financial Advisers, has been charged for her alleged role in a fraud that funneled millions of dollars to her romantic partner’s parents. ....

United States , Lina Maria Garcia , Ben Edwards , Ramiro Jose Sugranes , Las Vegas , University Of Nevada , Securities Exchange , Financial Services , Us District Court , Securities Act , Securities Exchange Act , Investment Advisers , Southern District , Regulation And Compliance , Industry News ,