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百张投行罚单海通证券领罚6张居首低级错误频出被警示高层超百万年薪受关注 _ 东方财富网

持续保持对投行的强监管之下，近日，证监会公布12张投行罚单，涉及7家券商。其中，海通证券因同一违规行为在同一时间被处罚2次，成为前述7家券商中唯一一个本轮被“双罚”的券商。2020年7月至今，证监会集中公布投行行政监管类处罚信息共99条，涉及券商30家，《华夏时报》记者统计后发现，海通证券在过去一年的时间里，共被处罚6次，其中包括5次警示函，1次监管谈话。 ....

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方正电机:浙江方正电机股份有限公司与海通证券股份有限公司关于浙江方正电机股份有限公司非公开发行股票申请文件反馈意见的回复（补充）- CFi.CN 中财网

方正电机:浙江方正电机股份有限公司与海通证券股份有限公司关于浙江方正电机股份有限公司非公开发行股票申请文件反馈意见的回复（补充）- CFi.CN 中财网
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