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监管"雷区"反复横跳又有多家银行违规代销遭"点名"，通病是什么？如何规范发展？_银行_金融频道首页_财经网

多家银行因代销违规被点名
相较于保险代销，基金代销违规则更为常见。日前，长春农商行等因基金代销存在不规范情形遭监管点名。其中，长春农商行被监管指出存在未按照相关规定修订基金销售业务制度；未建立基金销售业务考核、风险监测、离任审计或者离任审查等内控机制；未成立产品准入委员会或者专门小组对销售产品准入实行集中统一管理等问题。值得注意的是，早在2018年该行就曾因未建立基金产品风险评价的方法体系、负责基金业务的部门管理人员未取得基金从业资格、所使用的基金产品风险评价方法及其说明未向基金投资人公开等问题被要求责令整改。
银行为何频频因代销问题被点名？资深金融监管政策专家周毅钦在接受北京商报记者采访时表示，商业银行的代销问题由来已久。但近年来不断有上升趋势，主要有三方 ....

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监管"雷区"反复横跳又有多家银行违规代销遭"点名"，通病是什么？如何规范发展？-银行频道-和讯网

多家银行因代销违规被点名
近期，银保监会消费者权益保护局披露了兴业银行(601166,股吧)侵害消费者权益的情况，因代销保险业务存在欺骗投保人、隐瞒与保险合同等6类违法违规行为，兴业银行被点名。从具体事例来看，兴业银行销售中意人寿“乐安逸（B款）”消费型意外保障计划时，销售人员称该产品的医药费报销“两边拿钱，跟医社保不会冲突”，与监管备案的保险条款不符，夸大保险责任，欺骗投保人。
相较于保险代销，基金代销违规则更为常见。日前，长春农商行等因基金代销存在不规范情形遭监管点名。其中，长春农商行被监管指出存在未按照相关规定修订基金销售业务制度；未建立基金销售业务考核、风险监测、离任审计或者离任审查等内控机制；未成立产品准入委员会或者专门小组对销售产品准入实行集中统一管理等� ....

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监管"雷区"反复横跳又有多家银行违规代销遭"点名" 通病是什么？如何规范发展？ _ 东方财富网

监管"雷区"反复横跳又有多家银行违规代销遭"点名" 通病是什么？如何规范发展？ _ 东方财富网
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国际锐评丨香港国安法是维护香港利益和市民福祉的"定海神针"

国际锐评丨香港国安法是维护香港利益和市民福祉的"定海神针"
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银保监会：开展银行保险"内控合规管理建设年"活动_银行业内动态_银行_中金在线

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