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Finra targets SPACs in latest exam sweep

Proponents say SPACs help ordinary investors participate in private equity markets. Finra is worried about conflicts of interest. ....

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How To Make Corporate Boards More Diverse - Center for American Progress

How To Make Corporate Boards More Diverse - Center for American Progress
americanprogress.org - get the latest breaking news, showbiz & celebrity photos, sport news & rumours, viral videos and top stories from americanprogress.org Daily Mail and Mail on Sunday newspapers.

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Bill mandating SEC test for accredited investors draws criticism

Bill mandating SEC test for accredited investors draws criticism
investmentnews.com - get the latest breaking news, showbiz & celebrity photos, sport news & rumours, viral videos and top stories from investmentnews.com Daily Mail and Mail on Sunday newspapers.

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SEC goes back to drawing board on proxy advisory rules ... again

The SEC is considering further regulatory action on its proxy adviser rules, much to the chagrin or delight of respective stakeholders. ....

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US lawmakers to grill key figures in GameStop stock probe

Members of the United States House Committee on Financial Services are going head to head on Thursday with top executives from key stakeholder firms in the GameStop trading frenzy.
The inquiry aims to shed light on the hazy sequence of events that precipitated the ascent and rapid decline of the struggling video-game retailer’s share price just weeks ago, when it rocketed from $17.25 on January 1 to $347.51 on January 27 – then plunged to hover near $50 since then.
Individual retail investors, taking their cue from posts on social media sites such as Reddit, combined in a rarely seen move that forced some of the largest names on Wall Street to take big losses on their bets that shares of companies, including GameStop and US theatre operator AMC Entertainment, would fall. ....

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