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Hong Kong Securities and Futures Commission attributes corporate misconduct to Manager In Charge and Responsible Officer | Allen & Overy LLP

We consider the implications of the Hong Kong SFC’s recent suspension of a responsible officer (RO) and manager-in-charge (MIC) following its public reprimand and fine of Fulbright. ....

Hong Kong , Li Fung Ching Catherine , Forex Hk Limited , Cl Management Services Ltd Another , Futures Ordinance , Overall Management Oversight , Key Business Line , General Principle , Services Ltd ,

SFC fines Fulbright Securities HK$3.3m and suspends its RO Eric Liu Chi Ming for 6 months

SFC fines Fulbright Securities HK$3.3m and suspends its RO Eric Liu Chi Ming for 6 months
webb-site.com - get the latest breaking news, showbiz & celebrity photos, sport news & rumours, viral videos and top stories from webb-site.com Daily Mail and Mail on Sunday newspapers.

Eric Liu Chi Ming , Fulbright Securities , Futures Commission , Fulbright Securities Limited , Hong Kong Listed , Futures Ordinance , Overall Management Oversight , Key Business Line , Anti Money Laundering , Counter Terrorist Financing Ordinance , Persons Licensed , Internal Control Guidelines ,