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SEC Freezing Assets of Investment Adviser Charged with Defrauding Elderly Clients

SEC Freezing Assets of Investment Adviser Charged with Defrauding Elderly Clients
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Civil charges filed against Santa Maria Valley financial advisor Julie Anne Darrah

The Securities and Exchange Commission (SEC) filed civil charges against Julie Anne Darrah in the U.S. District Court for the Central District of California on Friday, Oct. 20, alleging the Santa Maria Valley-based financial advisor misappropriated around $2.25 million from at least nine client's assets as well as knowingly submitted false and misleading documents to the SEC. ....

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Investment adviser hit by emergency asset freeze

SEC cracks down on California investment adviser for allegedly defrauding elderly clients. ....

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SEC freezes assets of former Wealth Enhancement Group advisor

SEC freezes assets of former Wealth Enhancement Group advisor
financial-planning.com - get the latest breaking news, showbiz & celebrity photos, sport news & rumours, viral videos and top stories from financial-planning.com Daily Mail and Mail on Sunday newspapers.

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California Investment Adviser Allegedly Defrauded Clients of Over $2 Million. | Hedge Fund News From HedgeCo.Net

California Investment Adviser Allegedly Defrauded Clients of Over $2 Million. | Hedge Fund News From HedgeCo.Net
hedgeco.net - get the latest breaking news, showbiz & celebrity photos, sport news & rumours, viral videos and top stories from hedgeco.net Daily Mail and Mail on Sunday newspapers.

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