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Nasdaq Fines SpeedRoute $450,000 For Market Access And Supervision Violations

<p><span class="xn-org">The Nasdaq Stock Market, LLC</span><span>&nbsp;(&ldquo;Nasdaq&rdquo;) today announced that it censured&nbsp;</span><span class="xn-org">SpeedRoute LLC</span><span>&nbsp;(&ldquo;SpeedRoute&rdquo;) and fined the firm&nbsp;</span><span class="xn-money">$450,000</span><span>&nbsp;for violating various provisions of Rule 15c3-5 of the Securities Exchange Act of 1934 (known as the Market Access Rule) over a nearly five-year period, from&nbsp;</span><span class="xn-chron">January 2017</span><span>&nbsp;through&nbsp;</span><span class="xn-chron">November 2021</span><span>. As a result of these violations, the Firm failed to prevent the transmission of numerous erroneous orders, resulting in the filing of 30 clearly erroneous execution petitions.</span&g

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Nasdaq, inc (NDAQ) Q3 2021 Earnings Call Transcript

Nasdaq, inc (NDAQ) Q2 2021 Earnings Call Transcript

Nasdaq, inc (NDAQ) Q2 2021 Earnings Call Transcript
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Nasdaq Inc (NDAQ) Q1 2021 Earnings Call Transcript

Nasdaq Inc (NDAQ) Q1 2021 Earnings Call Transcript Motley Fool Transcribers © The Motley Fool Logo of jester cap with thought bubble. Nasdaq Inc (NASDAQ: NDAQ) Operator Good day and thank you for standing by. Welcome to the Nasdaq First Quarter 2021 Results. At this time, all participants are in a listen-only mode. After the speakers presentation, there will be a question-and-answer session. [Operator Instructions] Please be advised that today s conference is being recorded. I would now like to hand the conference over to your speaker today, Ed Ditmire, Head of Investor Relations. Please go ahead.SPONSORED: 10 stocks we like better than Nasdaq

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Nasdaq Inc (NDAQ) Q4 2020 Earnings Call Transcript

Operator Ladies and gentlemen, thank you for standing by, and welcome to the Nasdaq Fourth Quarter 2020 Results. [Operator Instructions] Please be advised that today s conference is being recorded. [Operator Instructions] I would now like to hand the conference over to your speaker today, Mr. Ed Ditmire, Vice President of Investor Relations. Please go ahead, sir. Ed Ditmire Vice President, Investor Relations Good morning, everyone, and thank you for joining us today to discuss Nasdaq s fourth quarter and full-year 2020 financial results. On the line are Adena Friedman, our CEO; Michael Ptasznik, our CFO; John Zecca, our Chief Legal and Regulatory Officer; Ann Dennison, our Chief Accounting Officer and incoming CFO; and other members of the management team. After prepared remarks, we ll open up to Q&A.

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