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Islands fighting back against nature loss, climate change; UOG sustainability talks April 8-13

Extension of $100-a-month power credits, more, pass at session

Opinion | Fixes for Social Security and Medicare

Readers discuss the financial shortfalls that both programs face. Also: An asylum crackdown; Mike Pence’s refusal to testify; money for the police.

Pryor Cashman Client Consolidated Elevator Joins American Elevator Group - Corporate and Company Law

Pryor Cashman represented Consolidated Elevator in connection with an investment by American Elevator Group.

Regulatory Scrutiny Continues on Broker-Dealer Payments for Order Flow, March Madness – NCAA Players Scammed, Resources on the Latest DOL Prohibited Transaction Exemption and More: Lessons Learned and Worth Reading Update for March 2021 | Hardin Compliance Consulting LLC

Lessons Learned Payment for Order Flow Gets Another Broker into Hot Water for Undisclosed Conflicts. The SEC found Lightspeed Trading, LLC (“Lightspeed”), formerly a registered broker-dealer, guilty of securities fraud for lying to customers and profiting from lower “market center fees” charged by its affiliate for executing trades. In 2012, Lightspeed started offering customers access to an equity trading platform that allowed them to select the exchange or trading venue for executing their orders. Unfortunately, that freedom of choice was an illusion. Lightspeed actually sent many trades to its affiliated Routing Broker, which charged Lightspeed less for the trades than the venues the customers had selected. Lightspeed charged the fees those venues advertised and kept the difference, to the tune of $300,000 over a period of seven months. The SEC required Lightspeed to repay its clients, but the firm pleaded poverty and got $100,000 of its penalty waived.