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Securities – Investment Advisers Act – FIAs | Massachusetts Lawyers Weekly masslawyersweekly.com - get the latest breaking news, showbiz & celebrity photos, sport news & rumours, viral videos and top stories from masslawyersweekly.com Daily Mail and Mail on Sunday newspapers.
A Massachusetts federal judge on Thursday denied a dismissal bid by investment adviser Jeffrey Cutter and his firm against the U.S. Securities and Exchange Commission's suit alleging he lied about commissions he was earning off clients' annuity plans, saying the regulator adequately claimed that Cutter failed to make required disclosures to clients. ....
Judge allows SEC annuity fraud allegations against advisor to proceed insurancenewsnet.com - get the latest breaking news, showbiz & celebrity photos, sport news & rumours, viral videos and top stories from insurancenewsnet.com Daily Mail and Mail on Sunday newspapers.
Fiduciary rule goals look suspiciously similar to SEC agenda, analyst says insurancenewsnet.com - get the latest breaking news, showbiz & celebrity photos, sport news & rumours, viral videos and top stories from insurancenewsnet.com Daily Mail and Mail on Sunday newspapers.
On August 23, 2023, the National Association for Fixed Annuities (NAFA) filed an amicus brief in the case of SEC v. Cutter Financial Group LLC in federal district court in Boston. The. ....