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Retirement Industry People Moves

Broadridge names Kirkland to head of mutual fund regulatory unit; Standard brings in Orr to lead AI use across organization; Newfront adds financial industry veteran to board; and more. ....

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How a new rule could change the way advisers handle your retirement money

How a new rule could change the way advisers handle your retirement money
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How a New Rule Could Change the Way Advisers Handle Your Retirement Money

It seems like an issue everyone can agree on: Financial professionals should be required to handle our retirement money with the utmost care, putting investors’ interests first. But that type of care comes in degrees, and deciding exactly how far advisers should go has been the center of heated debate for nearly 15 years, pitting financial industry stakeholders, who argue their existing regulatory framework is enough, against the U.S. Labor Department, the retirement plan regulator, which says t ....

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More Providers Offer Group Plan Solutions

PRI and Waypoint have formed a new joint company called Group Plan Systems, while Franklin Templeton has selected a new group plan recordkeeper in Transamerica. ....

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NEW YORK, N.Y. Sept. 8, 2021 To support wealth and retirement professionals as they address new requirements associated with the Department of Labors Prohibited Transaction Exemption 2020-02 (PTE 2020-02), Broadridge Fi360 Solutions announced an enhance

NEW YORK, N.Y. Sept. 8, 2021 To support wealth and retirement professionals as they address new requirements associated with the Department of Labors Prohibited Transaction Exemption 2020-02 (PTE 2020-02), Broadridge Fi360 Solutions announced an enhance
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