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Mumbai Diary: Friday Dossier

The city - sliced, diced and served with a dash of sauce ....

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Capproin Financial is the Latest Illegal Investment Advisory Punished by SEBI

Market regulator Securities and Exchange Board of India (SEBI) seems to take illegal investment advisory firms to the task and is punishing them and their owners and partners. ....

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Latest News | Sebi Bans CFAS, Its Partners from Securities Markets for 3 Years for Unauthorised Advisory Services

Get latest articles and stories on Latest News at LatestLY. Sebi on Monday barred Capproin Financial Advisory Services (CFAS) and its partners from the securities markets for three years for providing investment advisory services without the market regulator s authorisation.
Latest News | Sebi Bans CFAS, Its Partners from Securities Markets for 3 Years for Unauthorised Advisory Services. ....

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Sebi bans Capital Heed Financial's proprietor for violating adviser rules

Read more about Sebi bans Capital Heed Financial s proprietor for violating adviser rules on Business Standard. Sebi has barred Capital Heed Financial Research s sole proprietor Shailendra Sen from the capital markets for providing false information to the regulator in his application for registration ....

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