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Top News In Jamieson Capital Financial Today - Breaking & Trending Today

North Dakota bank wants Jamieson Capital Financial investor funds turned over to a judge

Western State Bank wants the court to hold funds for safekeeping while officials sort out how to return money to investors, as ordered by state securities officials. ....

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Fargo financial adviser and his firm assessed $3.25 million in civil fines

Enforcement actions announced on Friday, Dec. 23, are the latest in a series of actions by North Dakota securities officials against Jeremy L. Carlson, a Fargo financial adviser, and his firm. ....

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North Dakota regulators' probe of Fargo financial firm 'ongoing and expanding'  - InForum | Fargo, Moorhead and West Fargo news, weather and sports

North Dakota securities regulators continue to investigate what they say are multiple violations of securities laws involving investment of $17.7 million in limited liability companies controlled by financial advisory firm Jamieson Capital Financial. ....

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Adviser and firm temporarily suspended from operating in North Dakota, pending hearing

Jeremy L. Carlson and his firm Jamieson Capital Financial are said to have taken personal custody of nearly $18 million worth of client funds in addition to other Securities Act violations. As a result, Carlson and the firm were suspended from operating in North Dakota. ....

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