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Powers proposed for FCA to implement UK retail disclosure framework
The government has published a draft statement to provide the FCA powers to construct and implement the UK's new retail disclosure framework.
United-kingdom
Edinburgh
City-of
Alongside-chancellor-jeremy-hunt
Autumn-statement
Consumer-composite-investments
Edinburgh-reforms
Mansion-house
Regulated-activities
Investor-information-document
Overseas-funds-regime
Mutual Fund Disclosures: Regulators Focus on Foiling Greenwashing in Global Markets
Europe leads, while Asia plays catch-up and the U.S. lags.
Taiwan
India
United-states
Thailand
Australia
United-kingdom
South-korea
Singapore
Hong-kong
Korea
Silicon-valley-bank
FINRAs Complex Product Proposal: Bad Policy
Dave Nadig's formal comment letter to FINRA about Regulatory Notice 22-08, which he'll be filing in the next week.
United-states
Washington
Cayman-islands
Ukraine
American
Jennifer-piorko-mitchell
Dave-nadig
Supreme-court
Office-of-the-corporate
Exchange-traded
Barclays
Exchange-traded-products
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