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Are you prepared for PIF changes? The clock is ticking…

Are you prepared for PIF changes? The clock is ticking…
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United kingdomGavin sharpeFinancial advice associationFinancial services compensation schemePersonal investment firmsFinancial services compensationInvestment firms prudential regimePersonal investment managementProfessional indemnity insurance

UK Regulation Roundup November 2023

UK Regulation Roundup November 2023
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United kingdomAndrew baileyHarriet baldwinVerena rossNisha aroraJeremy huntInvestment fund managers directiveFinancial regulatory forumCommittee on financial services regulationsEuropean parliamentInvestment associationCommonwealth development officeInternational regulatory strategy groupAsset management associationHouse of lords liaison committeeInternational organization of securities

UK Financial Conduct Authority Reports on IFPR

UK Financial Conduct Authority Reports on IFPR
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United kingdomUnited kingdom financial conduct authorityFinancial conduct authorityInvestment firms prudential regimeWarning indicatorsRisk capital

FCA finds investment firm IFPR understanding still lacking

The FCA has today published (27 November) its multi-firm review into how investment firms that fall under MIFIDPRU category can improve the implementation of the ICARA process and reporting requirements under the IFPR.

Financial conduct authorityInvestment firms prudential regimeFinancial instruments directive

The Morning Briefing: IFPR understanding lacking and EBI enhances adviser portal

Good morning and welcome to your Morning Briefing for Monday 27 November 2023. To get this in your inbox every morning click here. IFPR understanding lacking The Financial Conduct Authority has laid out its expectations for investment firms in understanding the reporting requirements under its Investment Firms

United kingdomUnited kingdom generalBaillie giffordFelicia meyerowitz singhHargreaves lansdownMaarten slendebroekLois vallelyHal cookMeyerowitz singhMatt freeguardRichard pricePhil hollingdaleFinancial conduct authorityJp morganBrooks macdonald groupHoldings inc