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Recent Maine Office of Securities Enforcement Activity

Recent Maine Office of Securities Enforcement Activity
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Maine Office of Securities Enforcement Update | Pierce Atwood LLP

The Maine Office of Securities enforces Maine’s securities laws, licenses broker-dealers, broker-dealer agents, investment advisers, and investment adviser representatives, and reviews. ....

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Securities Enforcement in Maine Crypto News

Securities Enforcement in Maine Crypto News
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Ohio Joins $45M Nationwide Unregistered Securities Settlement With Nexo

Ohio Joins $45M Nationwide Unregistered Securities Settlement With Nexo
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Nexo to CFPB: "If Anyone's Going to Investigate Us, It's Going to be the SEC!" | Seward & Kissel LLP

The Consumer Financial Protection Bureau (“CFPB”) recently issued an order (“Order”) denying a request by Nexo Financial LLC (“Nexo”), a cryptocurrency lender, to halt the CFPB’s. ....

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