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On October 10, 2023, the Securities and Exchange Commission (the “SEC”) adopted rule amendments (the “Final Rules”) for investors required to file beneficial ownership reports under.
On October 10, 2023, the Securities and Exchange Commission (the “SEC”) adopted final rules amending Schedules 13D and 13G under the Securities Exchange Act of 1934, as amended (the.
SEC settled proceedings against private fund managers for violating Rule 105 under Securities Exchange Act. Revisit Rule 105 scope and operation, which bars investors from purchasing shares in public equity offering if the investor sold issuer shares prior to offering.