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Understanding DOL Prohibited Transaction Exemption

Department of Labor DOL continues to require completion of Retrospective Review for Prohibited Transaction Exemption to detect and prevent Impartial Conduct Standard

Department of laborRetrospective reviewImpartial conduct standardsSenior executive officers

The New Fiduciary Rule and Amended PTE 2020-02: Effective Date Considerations | Faegre Drinker Biddle & Reath LLP

The New Fiduciary Rule and Amended PTE 2020-02: Effective Date Considerations | Faegre Drinker Biddle & Reath LLP
jdsupra.com - get the latest breaking news, showbiz & celebrity photos, sport news & rumours, viral videos and top stories from jdsupra.com Daily Mail and Mail on Sunday newspapers.

Faegre drinker biddle reathFaegre drinker biddleEmployee retirement income security actInternal revenue codeFour conditionsConduct standardsTransaction disclosurePre transaction disclosureRollover disclosureImpartial conduct standardsEffective septemberImpartial conductAnnual retrospective review

Annuities selling strong, but for how long?

Annuities selling strong, but for how long?
insurancenewsnet.com - get the latest breaking news, showbiz & celebrity photos, sport news & rumours, viral videos and top stories from insurancenewsnet.com Daily Mail and Mail on Sunday newspapers.

New yorkUnited statesLisa gomezFred reishJohn hiltonMarc cadinJerome powellSusan neelyVivek bhattacharyaBryan hodgensEmployee benefits security administrationGroom law groupFederal reserveUs courtDepartment of labor retirement security ruleAmerican council of life insurers

DOL Fiduciary Investment Advice - We Have Tread This Road Before, Has Anything Changed for Advisors? | Bricker Graydon LLP

DOL Fiduciary Investment Advice - We Have Tread This Road Before, Has Anything Changed for Advisors? | Bricker Graydon LLP
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United States - Employee Benefits & Compensation - DOL Releases Final Investment Advice Fiduciary Rule

On April 23, 2024, the Department of Labor (DOL) released its Retirement Security Rule (the Final Rule) representing the latest chapter in a long effort by the DOL to (1) expand the definition.

Department of laborCircuit courtExchange commissionArnold porter kaye scholerRetirement security ruleFinal ruleEmployee retirement income security actInternal revenue codeFifth circuit courtInvestment adviceImpartial conductImpartial conduct standardsPorter kaye scholer