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SEC Charges 16 Wall Street Firms wWth Widespread Recordkeeping Failures - Firms Admit To Wrongdoing And Agree To Pay Penalties Totaling More Than $1.1 Billion

The Securities and Exchange Commission today announced charges against 15 broker-dealers and one affiliated investment adviser for widespread and longstanding failures by the firms and their employees to maintain and preserve electronic communications. ....

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SEC Fines Ernst & Young $100 Million Over CPA Cheating Scandal

SEC fines Ernst & Young $100 million to settle cheating charges involving its auditors and for failure to comply with ethical regulations. ....

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EY Agrees to Pay US$100 Million Penalty for Employees Cheating on CPA Ethics Exams and Misleading Investigation: SEC

The US Securities and Exchange Commission (SEC) has charged Ernst & Young LLP (EY) for cheating by its audit professionals on exams required to obtain and maintain certified public accountant (CPA) licenses and for withholding evidence of this misconduct from the SEC s enforcement division during the investigation. ....

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Ernst & Young to Pay $100 Million Penalty for Employees Cheating on CPA Ethics Exams and Misleading Investigation – Investment Watch

Ernst & Young to Pay $100 Million Penalty for Employees Cheating on CPA Ethics Exams and Misleading Investigation – Investment Watch
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