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SEC Fines HSBC, Scotia Capital Over Use of Messaging Apps

By Dean Seal

The Securities and Exchange Commission has fined the U.S. units of HSBC Securities and Scotia Capital over their employees use of messaging applications that violated. | May 11, 2023 ....

Gurbirs Grewal , Exchange Commission , Commodity Futures Trading Commission , Dean Seal , Scotia Capital , Wall Street , Director Gurbir , Nova Scotia , Scotia Capital United States , Dow Jones , Hsbc Holdings Plc Stock Exchange , Press Release , Hat Hsba Gb0005405286 ,

SEC Fines HSBC, Scotia Capital Over Use of Messaging Apps -- Update

By Dean Seal

The Securities and Exchange Commission has fined the U.S. units of HSBC Securities and Scotia Capital over their employees use of messaging applications that violated. | May 11, 2023 ....

Gurbirs Grewal , Commodity Futures Trading Commission , Exchange Commission , Dean Seal , Scotia Capital , Wall Street , Director Gurbir , Nova Scotia , Scotia Capital United States , Dow Jones , Hsbc Holdings Plc Stock Exchange , Press Release , Hat Hsba Gb0005405286 ,