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Coalition calls on Ontario regulator to reverse approval of financial planner designation

Financial planning groups and consumer advocates say the title framework is undermining consumer protection ....

Ken Kivenko , Lenore Davis , Tashia Batstone , Julia Chung , Keith Costello , Harvey Naglie , Dan Hallett , Kenmar Associates , Highview Financial Group , Institute Of Advanced Financial Planners , Financial Services Regulatory Authority Of Ontario , Canadian Institute Of Financial Planning , Financial Planning Association Of Canada , Log Increate Free , Globe Advisor , Financial Services Regulatory Authority , Canadian Institute , Financial Planning , Financial Planning Association , Advanced Financial Planners , Harold Geller , Geller Law , Highview Financial , Title Protection Framework ,

Ontario government balks as millions from investment scofflaws sits unspent

Provincial government calls on the Ontario Securities Commission to spend more of what it collects as it has $123-million in the bank from settlements and sanctions levied, but it has only spent on $7-million on investor education ....

Harvey Naglie , Scott Blodgett , Ken Kivenko , Melissa Tait , Osgoode Hall Law School , Ontario Securities Commission , Office Of Economic Growth , Log Increate Free , Finance Minister , Economic Growth , Ontario Ministry , Canadian Foundation , Investor Rights , Poonam Puri , Investor Protection , Prosper Canada , Osgoode Hall , Money Audit , Ministry Of Finance ,

Proposal for new investor advisory panel faces criticism

Advocates and industry agree: Think bigger about the IAP ....

Harvey Naglie , Federation Of Mutual Fund Dealers , Ontario Securities Commission , Canadian Advocacy Council , Canadian Foundation For Advancement Of Investor Rights , Mutual Fund Dealers , Canadian Foundation , Investor Rights , Horizon Project ,

Harvey Naglie | Investment Executive

Harvey Naglie | Investment Executive
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Ontario should hit pause on new CMA: C.D. Howe

Proposed legislation doesn't keep up with a changing securities landscape, the think tank argues ....

Harvey Naglie , Peter Bethlenfalvy , Cd Howe Institute , Securities Act , Minister Peter Bethlenfalvy ,