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Regulatory Update and Recent SEC Actions - July 2023 | Blank Rome LLP

REGULATORY UPDATES - Recent SEC Leadership Changes - The Securities and Exchange Commission (the “SEC”) announced the appointment of Deborah J. Jeffrey as.

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July 2023 Regulatory Update and Recent SEC Actions

July 2023 Regulatory Update and Recent SEC Actions
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SEC charges hedge fund over short-selling violations

SEC charges hedge fund over short-selling violations
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SEC charges Sabby Management and principal in abusive naked short-selling scheme

SEC charged little-known hedge fund Sabby Management LLC and its managing partner Hal D. Mintz with fraud involving short-selling

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Hal D Mintz and Sabby Management LLC (Release No LR-25746; Jun 14, 2023)

Hal D Mintz and Sabby Management LLC (Release No LR-25746; Jun 14, 2023)
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