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The ability to maintain effective and accurate recordkeeping, a key method of ensuring market integrity, has been tested in recent years. The widespread use of personal mobile devices,. ....
In a speech last month, U.S. Deputy Attorney General Lisa Monaco emphasized the importance of incentivizing companies to voluntarily selfdisclose potential criminal conduct by their personnel. ....
Users of ephemeral messaging applications may intend that their messages be as the word “ephemeral” suggests short lived, but the real-world consequences and legal ramifications from. ....
DOJ and the SEC Enforcement Division have launched initiatives targeting executive compensation clawbacks. The SEC is aggressively pursuing SOX 304 compensation. ....
On September 15, 2022, Department of Justice (DOJ) Deputy Attorney General (Deputy AG) Lisa Monaco announced new guidance for the DOJ’s corporate enforcement policies, which is. ....