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FINRA gets approval for arbitration changes | Financial Planning

FINRA gets approval for arbitration changes | Financial Planning
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Lowenstein sandlerTerry weissFred pinckneyMerrill lynchWells fargoFinancial industry regulatory authorityExchange commission onExchange commissionNew york basedMaynard cooper

FINRA proposal to overhaul arbitrator selection

Behind the broker-dealer regulator's proposed changes to its system for resolving disputes lies a lawyer's long-simmering feud.

United statesFulton countyBrian leggettThomas potterBurr formanBelinda edwardsLowenstein sandlerFred pinckneyTerry weissFulton county superior courtMerrill lynchFinancial industry regulatory authorityGeorgia courtExchange commissionBryson holdingsWells fargo

Ga Appeals Court Revives Wells Fargo s FINRA Arbitral Award

The Georgia Court of Appeals has overturned a controversial ruling by a state trial judge who vacated an arbitration award in favor of Wells Fargo and prompted the Financial Industry Regulatory Authority to launch an independent review of its arbitration system.

United statesBrian leggettRosie maninsFred pinckneyBryson holdingsResolution servicesFinancial industry regulatory authorityWells fargoGeorgia court

Appeals Court Reverses Ruling Alleging Agreement in Arbitration Case

The court overturned a decision involving a FINRA arbitration ruling in favor of Wells Fargo.

United statesFulton countyBelinda edwardsChristopher geroldAmanda mercierFred pinckneyBill singerBrian leggettNicole iannaroneShea leordeanuLowenstein sandlerTerry weissFulton county superior courtMediation committeeFinancial industry regulatory authorityNational arbitration

FINRA secret agreement investigation probes Wells Fargo case

An independent investigation found no evidence of a pact with Wells Fargo’s attorney but omitted mention of the other big questions emanating from the case.

New yorkUnited statesFulton countyJackie knolhoffDaniel kolberTerryr weissWilliamd cohanRobert postellChristopher geroldRobert cookFred pinckneyBrian leggettErin ann dalyIlene gormlyLowenstein sandlerMichael edmiston