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Missouri Sends Warning to Advisors Using Data Aggregation Tech

Missouri Sends Warning to Advisors Using Data Aggregation Tech
wealthmanagement.com - get the latest breaking news, showbiz & celebrity photos, sport news & rumours, viral videos and top stories from wealthmanagement.com Daily Mail and Mail on Sunday newspapers.

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Trade groups oppose NASAA's proposed changes to annuities regulation - Insurance News

Trade groups oppose NASAA's proposed changes to annuities regulation - Insurance News
insurancenewsnet.com - get the latest breaking news, showbiz & celebrity photos, sport news & rumours, viral videos and top stories from insurancenewsnet.com Daily Mail and Mail on Sunday newspapers.

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State regulators still oppose Finra remote supervision pilot program

State regulators continue to resist Finra's effforts to allow brokers to use remote supervision of their branch offices. ....

United States , Claire Mchenry , Fred Baldassaro , Tara Gilchrist , Hugh Berkson , Andrew Hartnett , American Securities Administrators Association , Exchange Commission , Financial Industry Regulatory Authority , Public Investor Advocate Bar Association , Nebraska Bureau Of Securities , Nebraska Bureau ,

Brokers want speedy SEC review of Finra remote supervision proposals

Brokerage firms want the SEC to speed up its review of Finra proposals related to remote supervision. ....

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dLocal Launches dLocal Go to Help Small Businesses Start, Grow and Succeed in Emerging Markets Around the World

New service will provide fast and simple ways to process payments in Latin America, Africa and Asia to help small businesses and entrepreneurs dLocal, the leading payment platform connecting global ....

United States , Fred Baldassaro , Rodrigo Sanchez Prandi , Paula Villamarin , Latin America , Senior Vice President , Shopify Plus ,